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What are the rules for control charts?

Published in Control Chart Rules 3 mins read

Control charts use specific rules to determine if a process is out of control. These rules help identify non-random patterns in data that indicate a potential problem requiring investigation. Here's a breakdown of some common control chart rules based on the provided reference:

Common Control Chart Rules

Control charts are visual tools used to monitor processes and determine if they are operating within acceptable limits. Certain rules can be applied to these charts to quickly identify when a process might be out of control. A violation of these rules suggests that the process is not stable and may require corrective action.

Here's a summary of some frequently used rules:

Rule # Description Interpretation
Rule 1 One point beyond the 3σ control limit. A single data point falling outside the upper or lower control limits suggests a significant shift or anomaly in the process.
Rule 2 Eight or more points on one side of the centerline without crossing. This indicates a sustained shift in the process average.
Rule 3 Four out of five points in zone B or beyond. Zone B is typically between 1σ and 2σ from the centerline. This rule suggests a trend towards the control limits.
Rule 4 Six points or more in a row steadily increasing or decreasing. This indicates a trend or drift in the process, suggesting systematic changes affecting performance.

Examples of Applying Control Chart Rules

Here are some illustrative examples to clarify how these rules might be applied in practice:

  • Example for Rule 1: If a control chart shows the diameter of manufactured bolts and one bolt diameter falls outside the 3σ limit, it signals a problem with the bolt manufacturing process that needs immediate attention.

  • Example for Rule 2: If a chart tracking the number of customer complaints per week shows eight consecutive weeks where the complaints are consistently above the centerline, it suggests a sustained decrease in customer satisfaction.

  • Example for Rule 3: If a chart monitors the weight of packages being shipped and four out of five consecutive packages fall in Zone B or beyond, this might suggest a systematic issue in weight measurement.

  • Example for Rule 4: If the chart tracks the temperature in a chemical reaction, six or more points in a row are steadily decreasing, which might indicate the cooling system is malfunctioning.

Practical Insights

  • Root Cause Analysis: When a rule is violated, it's crucial to perform a root cause analysis to determine the underlying reason for the unusual pattern.
  • Process Stability: The goal of using control charts and these rules is to maintain process stability, leading to consistent and predictable results.
  • Preventative Action: By identifying potential problems early through control chart analysis, you can take preventative action to avoid more significant issues later.
  • Combination of Rules: Often, a combination of rules may be used to provide a more comprehensive assessment of process stability.

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