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What is Fail-Open in Software?

Published in System Failure Modes 3 mins read

In software and system design, fail-open is a configuration or behavior where, if a component or system fails, it defaults to a state that allows access or remains open. This approach prioritizes availability over strict security in certain scenarios.

According to the reference provided, Fail-Open: In a fail-open scenario, if a system or device fails, it automatically opens or allows access. This is usually used in systems where availability is prioritized over security.

Understanding Fail-Open

The core idea behind fail-open is to ensure that even if a specific control or security mechanism stops working, the main function or flow of the system is not interrupted.

  • Availability Focus: Systems designed with fail-open prioritize the ability for users or other systems to continue operating, even in a degraded state.
  • Security Risk: The primary trade-off is that failure can lead to security vulnerabilities, as intended restrictions or checks are no longer enforced.

Practical Example: Firewall

A common and illustrative example, as mentioned in the reference, is a firewall:

  • Fail-Open Firewall: For instance, in a firewall setting, if the firewall fails, all network traffic would be allowed through. This ensures network communication doesn't stop, but it leaves the network exposed to potential threats that the firewall would normally block.

Fail-Open vs. Fail-Closed

It's helpful to contrast fail-open with its opposite, fail-closed.

Feature Fail-Open Fail-Closed
Failure State Allows Access / Opens Denies Access / Closes
Priority Availability Security
Risk Security Compromise Service Interruption
Example Firewall allowing all traffic on failure Door lock failing in locked position

While not detailed in the provided reference, understanding fail-closed highlights why an organization might choose fail-open – specifically when downtime is deemed more detrimental than a temporary security lapse.

When is Fail-Open Used?

Fail-open is typically implemented in situations where:

  • Uninterrupted operation is critical (e.g., core network traffic, emergency systems).
  • The risk of denying legitimate access is higher than the risk of allowing unauthorized access during a failure event.
  • Alternative security layers exist to mitigate the risk exposed by the failed component.

In summary, fail-open in software and systems design refers to a failure mode where the system defaults to an "open" state, granting access or permitting flow, prioritizing continuous operation despite the potential security implications.

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